0001065949-15-000192.txt : 20150727 0001065949-15-000192.hdr.sgml : 20150727 20150727164549 ACCESSION NUMBER: 0001065949-15-000192 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: T-REX OIL, INC. CENTRAL INDEX KEY: 0001287900 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 980422451 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82313 FILM NUMBER: 151007495 BUSINESS ADDRESS: STREET 1: 520 ZANG STREET, SUITE 250 CITY: BROOMFIELD STATE: CO ZIP: 80021 BUSINESS PHONE: (720) 502-4483 MAIL ADDRESS: STREET 1: 520 ZANG STREET, SUITE 250 CITY: BROOMFIELD STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: RANCHER ENERGY CORP. DATE OF NAME CHANGE: 20060418 FORMER COMPANY: FORMER CONFORMED NAME: METALEX RESOURCES INC DATE OF NAME CHANGE: 20040420 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Heim Allen CENTRAL INDEX KEY: 0001616886 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 411 S. MYRTLE STREET CITY: KIMBALL STATE: NE ZIP: 69145 SC 13D/A 1 heim13damendvfinal.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 Under the Securities Exchange Act of 1934 T-REX OIL, INC. ------------------------------------------------------ (Name of Issuer) Common Stock, $0.001 per share ------------------------------------------------------ (Title of Class of Securities) 75188R106 ------------------------------------------------------ (CUSIP Number) Allen Heim 411 S. Myrtle Street Kimball, NE 69145 (720) 502-4483 ------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 15, 2015 --------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. /_/ The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 1. NAMES OF REPORTING PERSONS: Allen Heim 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):(a) /_/ (b) /_/ 3. SEC USE ONLY: 4. SOURCE OF FUNDS (SEE INSTRUCTIONS): OO / OO 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): /_/ 6. CITIZENSHIP OR PLACE OF ORGANIZATION: United States 7. SOLE VOTING POWER: 750,000 Common Shares; 200,000 Warrants (1) NUMBER OF SHARES BENEFICIALLY OWNED 8. SHARED VOTING POWER: BY EACH REPORTING PERSON WITH 5,000 9. SOLE DISPOSITIVE POWER: 750,000 Common Shares; 200,000 Warrants (1) 10. SHARED DISPOSITIVE POWER: 5,000 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 755,000 shares of Common Stock; 200,000 Warrants (1) 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): /_/ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 4.78% Common Stock; 5.97% if Warrants are exercised (1) 14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): IN ---------------- (1) Warrants are exercisable at $1.00 per share and have an issuance date of 11/15/2014 and expiration date of 11/15/2017 -1- ITEM 1. SECURITY AND ISSUER --------------------------- The security for which this report is made is the common stock, par value $0.001 per share, of T-Rex Oil, Inc., a Colorado corporation (the "Issuer"). ITEM 2. IDENTITY AND BACKGROUND. -------------------------------- This amendment to Schedule 13D is being filed on behalf of Allen Heim, an individual, as a result of his ownership decreasing to less than 5% of the issued and outstanding. The address of Mr. Heim is 411 S. Myrtle Street, Kimball, NE 69145. Mr. Heim is the Vice President of Operations and a director of the Company's Subsidiary, Terex Energy Corp. Effective August 1, 2015, he will be appointed a director of T-Rex Oil, Inc. Allen Heim, 58, VP of Operations and a director of Terex Energy Corp. Mr. Heim has devoted most of his 30 year career to a variety of oil field disciplines including leasing, dealing in working interests, drilling wells, fracking, and managing hands-on all phases of post drilling including completions and follow on operations through plug and abandon. Mr. Heim has had control positions in more than 300 wells primarily located in western Nebraska, eastern Colorado and southwestern Wyoming. Mr. Heim is highly experienced in location construction of oil well properties, pumping and long term well ops as well as directional drilling and fracking operations planning and execution. Mr. Heim is a successful finder of oil and gas composites in the Colorado D-J Basin, and is skilled in geologic project budgeting and prospect design. He is also highly experienced in pipeline work and in pipeline corrosion control as well as gas plant construction and operations. He has worked directly for several major oil companies, and dozens of "Junior Oils." Most recently, Mr. Heim has been retained by Edward (Tiger) Mike Davis Oil. His assignments previously included Bic Petroleum, Smith Oil, Petro West, Bolling Oil, Pease Oil and Gas, Pan Western Energy, Paladin Energy, Charterhall, Haines Oil Field Services, New Tech Energy, O'Brien Energy, Peterson Energy, Sunburst Inc., Markus Production, Lyco Energy, Wanda Madden Oil, and numerous others. He is also the owner of Allen's Pumping Service in Kimball, Nebraska. Mr. Heim has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Mr. Heim has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. Heim is a citizen of the United States of America. -2- ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION --------------------------------------------------------- On February 12, 2014, Mr. Heim received 750,000 shares of common stock of Terex Energy Corp. for his services. His wife purchased 5,000 shares for a combined total of 755,000 shares of common stock. Mr. Heim was appointed a Vice President of Operations of Terex Energy Corp. in May, 2014. On December 22, 2014, T-Rex Oil, Inc. acquired 100% of the outstanding stock of Terex Energy Corp. after exchanging 7,385,700 shares with Terex Energy Corp. shareholders on a one for one basis. In addition to the exchange of common stock, the Company exchanged with Mr. Heim 200,000 Warrants with an exercise price of $1.00 per share with a term of 3 years. ITEM 4. PURPOSE OF TRANSACTION ------------------------------ Mr. Heim is sole owner of the 750,000 shares and 200,000 Warrants of the Company and as such has the ability to vote the shares. Mr. Heim's wife owns 5,000 shares of which he is deemed to beneficially own. In addition, Mr. Heim is Vice President of Operations of Terex Energy Corp., the Company's subsidiary, and a 10% +/- shareholder and as such Mr. Heim may influence the following which relate to, or could result in the matters referred to in paragraphs (a) through (j), inclusive, of the instructions to Item 4 of Schedule 13D as follows: a) acquisitions of prospects and/or companies which continue for Issuer, based on the business judgment of the board of directors b) the reporting person intends to work with other management to formulate a plan to capitalize the Issuer for at least $10,000,000, (although there can be no assurance that the Issuer will successfully achieve that, or any, additional debt or equity capitalization). The Reporting Person may, at any time and from time to time, review or reconsider their position and/or change his purpose and/or formulate plans or proposals with respect thereto. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER -------------------------------------------- The percentages of outstanding shares of T-Rex Oil, Inc. common stock reported below are based on the fact that as of July 15, 2015, there were 15,771,142 shares of T-Rex Oil, Inc. common stock outstanding. (a) Mr. Heim beneficially owns or may be deemed to beneficially own shares of T-Rex Oil, Inc. common stock as follows: No. of Shares % of Class ----------------- ------------- Common Shares 755,000 4.78% ----------------- ------------- 755,000 4.78% (b) For information regarding the number of shares of T-Rex Oil, Inc. common stock as to which Mr. Heim holds or shares or may be deemed to hold, reference is made to items (7) - (12) of the cover page for this statement on Schedule 13D. (c) Other than as set forth herein, there have been no transactions in shares of T-Rex Oil, Inc. common stock effected by Mr. Heim during the past 60 days. (d) No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. (e) The date on which the reporting person ceased to be the beneficiary owner of more than five percent of the class of securities: July 15, 2015 -3- ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. -------------------------------------------------------------------------------- Mr. Heim has no contracts, arrangements, understandings or relationships (legal or otherwise) with other persons with respect to the securities of T-Rex Oil, Inc., other than as described in this statement on Schedule 13D. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. ----------------------------------------- Not Applicable SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 22, 2015 /s/ Allen Heim --------------------------------- Allen Heim, Individual -4-